Susan Rogé, FPQP™

Chief Compliance Officer

Phone : (631) 218-0077
Email : info@rwroge.com

As a Chief Compliance Officer and a Financial Paraplanner Qualified Professional™, Sue oversees client billing payment administration and analysis. She also continually refines the company’s internal financial reporting standards and works closely with the financial planning team and the CEO to analyze financial trends.

What are you most grateful for?
My children. They are my dream come true and hope for the future; they make me laugh and give me an excuse to act silly. I am thankful every day that I get to be their mom.

What book have you recently completed reading?
I just finished reading to my son his very first chapter book, “Magic Tree House: Good Morning, Gorillas” by Mary Pope Osborne. It’s fun to see him so excited about reading.

What types of clients do you particularly enjoy working with?
I truly enjoy working with all clients. Building trust, gaining respect and working towards a common goal is the perfect relationship.

What’s your favorite quote?
“Make the most of yourself, for that’s all there is of you.” – Ralph Waldo Emerson

If you weren’t in your current profession, what would you choose to do?
I would love to be a pastry chef. I love baking!

Tell us about the most memorable speech you have listened to or read?
My eighth grade history teacher had the class memorize the Gettysburg Address. Later that year we took a camping trip to Gettysburg. It helped us appreciate the sacrifices made for the sake of our union.

What’s your favorite room in your home?
The kitchen. It’s a place we can come together and teach our children valuable lessons like simple math skills, nutrition, following directions, measuring, sensory awareness and cultural awareness.

What was the last meal that truly impressed you?
Stone soup made by my son and his nursery school classmates. They all worked together, had fun, and were so proud of their accomplishment.

Tell us something about you that most people don’t know?
During college I spent the summer working at Walt Disney World in Florida. I participated in their college summer internship program and was fortunate enough to work at a bakery in Epcot. It was a once in a lifetime opportunity.

Read More:

Sue is the firm’s Chief Compliance Officer, overseeing all regulatory and compliance matters to ensure the firm adheres to industry standards and maintains its fiduciary responsibility in providing financial advisory and investment management services. In addition to her compliance duties, she holds the designation of Financial Paraplanner Qualified Professional™ and assists the CEO with billing and budgeting. Sue’s keen interest in problem-solving, her meticulous attention to detail, and her dedication to helping others make her an invaluable asset to the firm.

In her spare time, Sue enjoys baking and spending time with her husband and two children.

Education:

  • Bachelor of Science Degree with a dual concentration in Finance and Economics from Bryant University.

Certifications:

  • Earned the Financial Paraplanner Qualified Professional™ designation from the College of Financial Planning and a Certificate in Financial Planning from Long Island University.

Awards and Recognitions:

  • Inducted into the Omicron Delta Epsilon, the International Economics Honor Society.